Securities Law

Hathaway & Kunz is considered the premier Wyoming law firm on securities law issues and securities related transactions. Our attorneys have a comprehensive understanding of the federal and State of Wyoming securities laws including offerings such as crowd funding and Regulation D Offerings.

We frequently represent clients in capital-raising activities. Our attorneys provide securities law counsel to companies for merger and acquisition transactions, and advise on regulatory compliance in various types of offerings. Companies also seek our representation in connection with complex corporate reorganizations, spin-offs and split-offs.

Our attorneys have expertise in the following areas:

  • SEC regulation & policy
  • Wyoming securities laws
  • Private placements
  • Crowd funding
  • Corporate divestitures and reorganizations
  • Securities litigation

If you have any questions about securities law, contact our office or one of our attorneys today and we will help you navigate this complicated legal area.